Policies

Prescott Securities provides you with the following information downloads in relation to our specific policies.

Financial Services Guide
This Financial Services Guide (FSG) contains important information about:

Who we are
The financial services and financial products we are licensed to offer
How we and our Representatives are paid
Any potential conflict of interest we may have
Our complaints handling procedures and how you can make use of them

To download a copy of our FSG please click here.

Privacy Policy

Prescott Securities is committed to complying with the Privacy Act of December 2001. To view our privacy policy, please click here.

Website Disclaimer

This website must be read in conjunction with the relevant disclaimer. Please click here.